The Financial Industry Regulatory Authority (FINRA) handles the Series 63 exam, also known as the Uniform Securities Agent State Law examination. This is developed by the North American Securities Administrators Association (NASAA – not NASA!!) in collaboration with the delegates from different industry associations and securities industry. Once you pass the exam, you become qualified [...]
Posts on ‘February 16th, 2010’
Series 62 Study Guide
More known as the Corporate Securities Limited Representative exam (the CSLR exam), the Series 62 exam is administered by the Financial Industry Regulatory Authority (FINRA). FINRA is a non-profit private organization that mandates all the firms and people involved in the industry of securities trading in America.
The Series 62 exam is considered an investment by [...]
Series 30 Study Guide
Formally known as the Branch Managers Examination – Futures, the Series 30 exam must be passed by people who want to obtain a license to perform tasks as a Branch Manager, in-charge of managing futures-related duties in a firm. This rule is set by the National Futures Association (NFA).
The examinees for the Series 30 exam [...]
Series 24 Study Guide
Also known as the General Securities Principal exam (GSP exam), the Series 24 exam is administered by the Financial Industry Regulatory Authority (FINRA). This is a requirement for registered professionals to be able to manage or supervise branch activities including variable contracts, venture capital, and corporate securities. These are the people involved in training, investment [...]
Property and Casualty Insurance Exam Study Guide
The Property and Casualty Insurance Exam is given to anyone who wants to obtain a license as an insurance agent. There are many types of exams given in the field of insurance, depending on what exactly you intend to sell.
In this case, the exam must be taken by agents who want to sell products that [...]
