Tag Archives: Series 7 Study Guide

Series 7 Study Guide

What Is The Series 7 Exam

The Series 7 exam, also known as the General Securities Representative Exam (GSR exam), is a prerequisite for anyone who wants to be a licensed stockbroker able to trade in the United States.

Originally the exam was owned and maintained by the New York Stock Exchange Regulations and delivered by the National Association of Securities Dealers (NASD) from its creation in 1974. Now it is administered by FINRA (Financial Industry Regulatory Authority).

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